Investment Banking · Advisory

Trusted Advisory
for Transactions That Define

Solventis Bankers & Advisors provides discreet, senior-led counsel to founders, owners, and boards navigating the most consequential moments in their company's history.

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$5M+
Minimum Engagement
National
Reach & Network
S79 · S63
Licensed Professionals
Confidential
Every Engagement
The Firm

A boutique practice built on conviction.

M&A
Sell & Buy-Side Advisory
Capital
Debt & Equity Placement
IPO
Public Offering Advisory
Restructuring
Financial & Operational

Solventis Bankers & Advisors is a boutique investment banking firm advising founder-owned and middle-market companies on the transactions that shape their future. We bring the discretion of a private practice and the discipline of a bulge-bracket bank to every engagement.

Our work is deliberately narrow. We accept a limited number of mandates each year so that each client receives the unbroken attention of senior bankers from the first conversation to the closing wire. There are no associates running the file in the background.

We advise across mergers and acquisitions, capital raising, initial public offering preparation, and financial restructuring—always with a single obligation: to represent our client's interests with rigor, candor, and absolute confidentiality.

Investment banking services are provided through a registered representative of Finalis Securities LLC, Member FINRA/SIPC—affording our clients the regulatory framework of an established broker-dealer alongside the senior counsel of an independent practice.

Practice Areas

Four disciplines.
One standard of care.

Each engagement is led by a senior banker and supported by a small, dedicated team. We do not staff with leverage. We staff with experience.

01 — Practice

Mergers & Acquisitions

Sell-side and buy-side advisory for founders, owners, and boards considering a full sale, partial recapitalization, strategic combination, or programmatic acquisition.

  • Full and partial sale processes
  • Strategic and financial buyer outreach
  • Valuation & positioning
  • Negotiation & deal structuring
02 — Practice

Capital Raising

Senior debt, mezzanine, growth equity, and minority recapitalization placements with institutional sources aligned to long-term shareholder value.

  • Growth & minority equity
  • Senior & subordinated debt
  • Recapitalizations & refinancings
  • Project & structured finance
03 — Practice

IPO Advisory

Strategic guidance from initial readiness assessment through underwriter selection, S-1 preparation, and public market debut—positioning the company for durable post-listing performance.

  • IPO readiness & positioning
  • Underwriter selection
  • S-1 narrative & financial preparation
  • Investor targeting & aftermarket strategy
04 — Practice

Financial Restructuring

Confidential counsel to companies, boards, and creditors navigating over-levered balance sheets, covenant pressure, liquidity constraints, or Chapter 11 considerations.

  • Balance sheet restructuring
  • Out-of-court workouts
  • Section 363 sales
  • Creditor & lender negotiations
Engagement

A disciplined process, beginning to end.

01
Confidential Introduction
A private conversation with a senior banker to understand your objectives, constraints, and timing.
02
Strategic Assessment
Diagnostic review of valuation, positioning, and the realistic universe of outcomes for your transaction.
03
Mandate & Preparation
Engagement letter, materials preparation, and a written go-to-market plan tailored to your situation.
04
Execution
Disciplined outreach, diligence management, and negotiation—led by the same senior banker throughout.
05
Close & Transition
Documentation, signing, funding, and a deliberate hand-off to the next chapter for you and your company.
Why Solventis

The standard our clients expect.

01

Senior Attention, End to End

The banker you meet on day one is the banker who runs your process and sits across the table at closing.

02

Absolute Confidentiality

Inquiry, mandate, and execution are handled with the discretion appropriate to a private financial matter.

03

Aligned Incentives

Compensation tied to outcomes, not transaction velocity. We only succeed when you do.

04

Regulatory Framework

Services delivered through Finalis Securities LLC, FINRA/SIPC—an established broker-dealer infrastructure behind every engagement.

05

Limited Engagements

A deliberately small mandate book ensures the focus and bandwidth that complex transactions require.

06

Candor Over Comfort

We tell clients what we believe to be true, even when it is not what they hoped to hear. Honest counsel is the only counsel worth paying for.

Inquiries

Submit a transaction for review.

Share the outline of your situation below. A senior banker will personally review your inquiry and respond within two business days. All communications are held in strict confidence.

Revenue
Companies with $10M – $500M in annual revenue
EBITDA
$2M+ in trailing EBITDA, or clear path to profitability
Geography
United States & select cross-border situations
Sectors
Industrials, business services, healthcare, technology, energy & infrastructure
Mandate
Sell-side, buy-side, capital raise, IPO, or restructuring
Company
Transaction
Contact
Submissions are reviewed personally by a senior banker. By submitting, you acknowledge our regulatory disclosures.
Direct Contact

When the matter is private, call directly.

For sensitive inquiries, a brief conversation is often the most efficient starting point. A senior banker is reachable at the contacts below.

713-564-8192info@solventisbaa.com